Broker Check
 

Our Team

Leadership

Jake Tomes

Edmon "Jake" Tomes

Chief Executive Officer & Private Client Wealth Advisor

Brent Morton

G. Brent Morton, MBA

Chief Operating Officer & Private Client Wealth Advisor

Jill Zacha

Jill Zacha, JD

Chief Compliance Officer & Corporate Counsel

Greg Anderson

Greg Anderson

Level Four Insurance Chief Marketing Officer & Income Partner

Marc Whitehead

Marc Whitehead

Income Partner & Private Client Wealth Advisor

Practice Directors

David Byrnes

David Byrnes, AIF®

Practice Director - Retirement Plans & Wealth Advisor

Luke Britt

Luke Britt, CLU®, RICP®, CEPA®

Practice Director - Advanced Planning & Business Services

Terry Thompkins

Terry Thompkins, CFP®, CLU®, AEP®, ADPA®

Practice Director - Financial Planning & Wealth Advisor

Todd Bulot

Todd M. Bulot

Practice Director - Asset Management

Matt Craig

Matt Craig

Practice Director - Private Client Services

Investment Committee

Todd Bulot

Todd M. Bulot

Practice Director - Asset Management

Lal Echterhoff

Lal Echterhoff, CFA®

Senior Portfolio Manager, Director of Equities

Boris Bouiti-Viaudo

Boris Bouiti-Viaudo

Research Analyst

Cameron Neumann

Cameron Neumann

Research Analyst

Managing Directors & Business Unit Leaders

Chris Facka

Chris Facka

Managing Director

Wilbur Hemby

Wilbur S. “Billy” Hemby, CFP®

Managing Director & Wealth Advisor - North Carolina

Marshall Barclay

Marshall Barclay, MBA, CRPC®, CFP®

Business Unit Leader & Wealth Advisor

Frank Martin

Frank Martin, CFP®, AIF®

Managing Director & Wealth Advisor

Josh Hampton

Josh Hampton, CFP®

Business Unit Leader & Wealth Advisor

Jason  Doise

Jason Doise, LUTCF

Business Unit Leader & Wealth Advisor

Paul  Sterzinger

Paul Sterzinger, CFP®, CIMA®, CLU®, MBA

Business Unit Leader & Wealth Advisor

Chad Perry

Chad Perry

Business Unit Leader & Wealth Advisor

Brad  Wheeler

Brad Wheeler, MBA, CPA, CGMA®

Business Unit Leader & Wealth Advisor

Becky Cummings

Becky Cummings

Business Unit Leader

Compliance

Jill Zacha

Jill Zacha, JD

Chief Compliance Officer & Corporate Counsel

Stacey Lavender

Stacey Lavender

Chief Compliance Officer, Brokerage

Kimberly Miller

Kimberly Miller

Managing Director, Compliance

Gregg Overstake

Gregg Overstake

Director of Supervision

Chrystal Badillo

Chrystal Badillo

Branch Manager, Supervisory Principal

Al  Tadeo

Al Tadeo

Branch Manager, Supervisory Principal

Ernest Tannis

Ernest Tannis

Branch Manager, Supervisory Principal

Molly Flynn

Molly Flynn

Compliance Associate

Thadius Beavers

Thadius Beavers

Branch Manager, Supervisory Principal

Advisor Operations

Claudia Martin

Claudia Martin

Managing Director of Advisor Operations

Krista  Norman

Krista Norman, FPQP®

Advisory Operations Lead – New Accounts

Rebecca Lasher

Rebecca Lasher

Operations Associate – New Accounts Team

Javier Castro

Javier Castro

Advisory Operations Associate – New Accounts Team

Erica Dennis

Erica Dennis

Advisory Operations Associate – New Accounts Team

Sherry Harris

Sherry Harris

Operations Associate – New Accounts Team

Bruce Dorman

Bruce Dorman

Advisory Services - LFCM Specialist

Jo-Ann Palmere

Jo-Ann Palmere

Onboarding Associate & Client Services Associate II

Jena Blue

Jena Blue

Transitions Support Specialist

Steven Miller

Steven Miller

Transitions Support Specialist

Lisa Monello

Lisa Monello

Client Services Associate II

Sally Echterhoff

Sally Echterhoff

Client Services Associate

Vannessa Marley

Vannessa Marley

Client Services Associate

Kevin Welch

Kevin Welch

Fiduciary Support Specialist – Retirement Plans

Wendy Hosner

Wendy Hosner

Paraplanner

Donna  Boisfontaine

Donna Boisfontaine

Client Services Associate – Private Client Services

Jessica Titus

Jessica Titus

Office Manager/Admin

Marcel Garza

Marcel Garza

Paraplanner

Michael Sutter

Michael Sutter II

Private Client Wealth Associate

Tony  Stephenson

Tony Stephenson

Operations Manager

Headquarters Operations

Rick Erickson

Rick Erickson

Operations Integration & Support Director

Joy Robinson

Joy Robinson

Executive Assistant

Gayla Jenson

Gayla Jenson

Receptionist

Finance

Rhonda  Eltiste

Rhonda Eltiste

Staff Accountant

Clorissa Nash

Clorissa Nash

Advisory Operations Lead – Billing Team

Katherine Nicholas

Katherine Nicholas

Advisory Operations Associate – Billing Team

Stephen Herr

Financial Analyst

Marketing

Joe Jones

Joe Jones

Marketing Director

Michelle Young

Michelle Young

Graphic Design & Marketing Associate

Advisor Advocate

Daniel Hendricks

Daniel Hendricks

Advisor Advocate

Evan Barnard

Evan Barnard

Advisor Advocate Manager

Advisor Recruiting

Matt Estes

Matt Estes

Business Development Manager

Human Resources

Ronnie Chambers

Ronnie Chambers, SPHR, SHRM-SCP

Human Resources Director