Broker Check
 

Our Team

Leadership

Jake Tomes

Edmon "Jake" Tomes

Chief Executive Officer & Private Client Wealth Advisor

Brent Morton

G. Brent Morton, MBA

Chief Operating Officer & Private Client Wealth Advisor

Jill Zacha

Jill Zacha, JD

Chief Compliance Officer & Corporate Counsel

Greg Anderson

Greg Anderson

Level Four Insurance Chief Marketing Officer & Income Partner

Marc Whitehead

Marc Whitehead

Income Partner & Private Client Wealth Advisor

David  Mauzey

David Mauzey

Chief Information Officer

Practice Directors

David Byrnes

David Byrnes, AIF®

Practice Director - Retirement Plans & Wealth Advisor

Luke Britt

Luke Britt, CLU®, RICP®, CEPA®

Practice Director - Advanced Planning & Business Services

Terry Thompkins

Terry Thompkins, CFP®, CLU®, AEP®, ADPA®

Practice Director - Financial Planning & Wealth Advisor

Todd Bulot

Todd M. Bulot

Practice Director - Asset Management

Matt Craig

Matt Craig

Practice Director - Private Client Services

Capital Management

Todd Bulot

Todd M. Bulot

Practice Director - Asset Management

Lal E. Echterhoff, CFA

Lal E. Echterhoff, CFA®

Chief Investment Officer

Michael Xirinachs

Michael Xirinachs

Head Trader & Portfolio Operations

Steve Miano, CPA

Steve Miano, CPA

Research Analyst

Steven Miller

Steven Miller

Investment Operations Assistant

Managing Directors & Business Unit Leaders

Chris Facka

Chris Facka

Managing Director

Wilbur Hemby

Wilbur S. “Billy” Hemby, CFP®

Managing Director & Wealth Advisor - North Carolina

Marshall Barclay

Marshall Barclay, MBA, CRPC®, CFP®

Business Unit Leader & Wealth Advisor

Frank Martin

Frank Martin, CFP®, AIF®

Managing Director & Wealth Advisor

Jason  Doise

Jason Doise, LUTCF

Business Unit Leader & Wealth Advisor

Chad Perry

Chad Perry

Business Unit Leader & Wealth Advisor

Brad  Wheeler

Brad Wheeler, MBA, CPA, CGMA®

Business Unit Leader & Wealth Advisor

Becky Cummings MBA, CIC, LUTCF®, LLIF, CLTC®

Becky Cummings MBA, CIC, LUTCF®, LLIF, CLTC®

Business Unit Leader & Advanced Planning Specialist

Amanda Mitchum

Amanda Mitchum

Business Unit Leader & Wealth Advisor

Deneen Morgia

Deneen Morgia

Business Unit Leader, Attorney Solutions Specialist

Jimmy Glover

Business Unit Leader & Retirement Specialist

Ken Herring, CFP®, AAMS™, AWMA™, MPAS™

Ken Herring, CFP®, AAMS™, AWMA™, MPAS™

Business Unit Leader & Financial Planning Specialist

Scott Daniels

Scott Daniels

Business Unit Leader & Executive Benefits Specialist

Trey Wilburn

Trey Wilburn

Business Unit Leader & Capital Management Specialist

Compliance

Jill Zacha

Jill Zacha, JD

Chief Compliance Officer & Corporate Counsel

Stacey Lavender

Stacey Lavender

Chief Compliance Officer, Brokerage

Kimberly Miller

Kimberly Miller

Managing Director, Compliance

Gregg Overstake

Gregg Overstake

Director of Supervision

Chrystal Badillo

Chrystal Badillo

Branch Manager, Supervisory Principal

Ernest Tannis

Ernest Tannis

Branch Manager, Supervisory Principal

Molly Flynn

Molly Flynn

Compliance Associate

Angel  Irvine

Angel Irvine

Compliance Branch Examiner

Karen Lessard

Karen Lessard

Branch Manager, Supervisory Principal

Rafael Sosa Matos

Rafael Sosa Matos

Branch Manager, Supervisory Principal

Thadius Beavers

Thadius Beavers

Branch Manager, Supervisory Principal

Advisor Operations

Claudia Martin

Claudia Martin

Managing Director of Advisor Operations

Rebekah Lasher

Rebekah Lasher

Operations Associate – New Accounts Team

Javier Castro

Javier Castro

Operations Data Specialist

Erica Dennis

Erica Dennis

Operations New Account Team Lead

Sherry Harris

Sherry Harris

Operations Associate – New Accounts Team

Bruce Dorman

Bruce Dorman

Advisory Services - LFCM Specialist

Jo-Ann Palmere

Jo-Ann Palmere

Onboarding Associate & Client Services Associate II

Jena Blue

Jena Blue

Transitions Support Specialist

Sally Echterhoff

Sally Echterhoff

Client Services Associate

Vannessa Marley

Vannessa Marley

Client Services Associate

Kevin Welch

Kevin Welch

Fiduciary Support Specialist – Retirement Plans

Wendy Hosner

Wendy Hosner

Paraplanner

Donna  Boisfontaine

Donna Boisfontaine

Client Services Associate – Private Client Services

Marcel Garza

Marcel Garza

Paraplanner

Melina  Trevino

Melina Trevino

Operations Manager

Michael Stratton

Michael Stratton

Advisor Onboarding Manager

Tony  Stephenson

Tony Stephenson

Operations Manager

Headquarters Operations

Joy Robinson

Joy Robinson

Executive Assistant

Finance

Clorissa Nash

Clorissa Nash

Advisory Operations Lead – Billing Team

Katherine Nicholas

Katherine Nicholas

Advisory Operations Associate – Billing Team

Stephen Herr

Stephen Herr

Financial Analyst

Jennifer  Evich

Jennifer Evich

Staff Accountant

Marketing

Joe Jones

Joe Jones

Marketing Director

Advisor Advocate

Daniel Hendricks

Daniel Hendricks

Advisor Advocate

Evan Barnard

Evan Barnard

Advisor Advocate Manager

Advisor Recruiting

Jay Peak

Jay Peak

LFIA Business Development Manager

Matt Estes

Matt Estes

Business Development Manager

Human Resources