Broker Check

Strategic Alliances

Advisors with Level Four Advisory Services offer securities through either Harbor Financial Services or LPL Financial as our broker-dealer in order to maximize the value we can bring to our clients.

About Harbor Financial Services

Harbor Financial is a privately-held company who embrace an independent spirit and will settle for nothing less than the best for our clients. Harbor Financial offers honest, unbiased financial advice, award-winning research and the kind of trust that can only come from an independent firm. Harbor Financial is an independent Broker/Dealer, SEC Registered Investment Advisor and general insurance agency.

At Harbor Financial, our Financial Professionals don’t work under the pressure of quotas and we don’t push them to provide one product or another. Instead, we offer our Financial Professionals a financial toolbox to provide you the best solutions tailored to your financial needs. Harbor provides Financial Professionals with the products, support and experience that help ensure the success of their clients. Harbor Financial currently clears securities transactions under an agreement with Raymond James & Associates, Member New York Stock Exchange/SIPC (“RJ&A”). By combining these and other resources, such as direct access to more than 2,500 clearing firm associates and informative research, Harbor Financial tackles your financial goals to help you achieve your dreams.

For more information about Harbor Financial Services, visit

About LPL Financial

LPL Financial is one of the leading financial services companies and the largest independent broker-dealer in the nation*.  For more than two decades, LPL Financial has served as a strategic partner in supporting financial advisors in their goals of growing and protecting their clients’ wealth.  LPL Financial maintains a focus on reducing the complexity of running a financial services practice so advisors can focus on what they do best—helping their clients conquer their financial goals and fulfill their dreams.

With headquarters on both coasts, LPL Financial supports financial advisors in helping their clients by offering a valuable mix of services and tools such as:

  • Enabling technology
  • Comprehensive clearing and compliance services
  • Practice management programs and training
  • Independent research

Thousands of financial advisors nationwide rely on LPL Financial to help meet their clients’ financial needs.  For more information about LPL Financial, visit

* As reported in Financial Planning magazine 1996-2019, based on total revenues.