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Team

At Level Four, we believe our teamwork approach adds a broader perspective to all we do and provides increased benefits to our clients.

We can help you address:

Investing principles and strategies
Retirement investing and distribution strategies
Estate conservation issues
Risk management analysis

We also can answer your questions, including:

Can I retire early?
Are my investments working hard enough?
What’s a good approach for college savings?
What are the elements of a sound estate strategy?
Do I have enough life insurance for my family?

Our experienced professionals have helped many people just like you with similar issues and concerns. We can help you create an approach that is designed to address your individual situation.

 

Edmon "Jake" Tomes

Chief Executive Officer & Wealth Advisor

866.834.1040

866.763.9136

As the CEO of the Level Four® Wealth Management, Jake is responsible for driving the vision for the wealth management ­firm of the future. He began his ­financial career as a State Farm agent working in the North Dallas...

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As a Wealth Advisor with Level Four® Wealth Management, Joe’s primary goal is to help clients make more informed decisions to better their financial lives. He has been active in the Financial Services industry for the past...

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G. Brent Morton, MBA, AIFA®

Chief Operating Officer & Wealth Advisor

866.834.1040

866.763.9136

G. Brent Morton uses his CFO background and experience to provide similar guidance to families and executives. Brent works with clients to visualize and define reasonable and achievable financial goals and then puts customized...

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Mike Romig is an Accredited Investment Fiduciary® Designee and joined Level Four in August, 2013. Mike began his pension consulting career in 1979 and installed his first profit sharing plan in 1980, first Defined Benefit plan in...

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Adam D. Prewett, AIF®, CRPC®

Practice Director & Wealth Advisor

866.834.1040

866.763.9136

Adam joined Level Four Wealth Management in April of 2015 as Practice Director for Non Profit and Government retirement plans (403b & 457). Besides his 403(b) expertise, Adam focuses on retirement planning, insurance and investments...

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Nancy Ybarra

Client Services Associate

(866) 834-1040

(866) 763-9136

Elevate Wealth Management was created in 2011 and offers an independent investing boutique and wealth management approach to Financial Planning, Managing Client Relationships and Assets. Lacey E. Buteyn brings an unprecedented energy...

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Ben Pierce leads the financial advisor team at the Canyon, Texas office. He joined the Level Four team after working with Edward Jones for three years. Ben has over twenty years of business management experience in retail, restaurant,...

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Trent is a registered Investment Advisor Representative with Level Four Advisory Services, LLC and a registered representative of LPL Financial. Trent graduated from The University of Texas at Arlington in 1993 with a Bachelors of...

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David Byrnes graduated from Oklahoma Christian University with a degree in Business Administration. He later continued his education in accounting at the University of Texas at Arlington. Prior to joining Level Four Advisory Services,...

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Greg Moore is an Investment Advisor Representative with Level Four Advisory Services, LLC and a Registered Representative of LPL Financial. He has earned his Series 7 registration (held with LPL Financial) and Series 66 registration...

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Mark Dickson is an Investment Advisor Representative with Level Four Advisory Services, LLC and a Registered Representative of LPL Financial. He has earned his Series 7 registration (held with LPL Financial) and Series 66 registration...

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Chad Perry began his financial career with the Principal Financial Group working in San Antonio, New Braunfels, and Austin. He has worked with CPAs over the past few years, assisting in the planning for clients' financial and...

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An entrepreneur and company builder, Baca is now a financial advisor with Level Four Advisory Services, LLC. She does extensive work in the areas of retirement, estate planning and wealth transfer. Baca has been a fee-based financial...

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Mark Mitamura is an Investment Advisor Representative with Level Four Advisory Services, LLC and a Registered Representative with LPL Financial. Mark specializes in retirement planning and implementing retirement plans in small...

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Donald Angel, CLU, ChFC, CFP® is an Investment Advisor Representative with Level Four Advisory Services, LLC and a Registered Representative with LPL Financial. He resides in the Northern California Bay Area. He is a U. C. Berkeley...

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Investment Advisor Representative with Level Four Advisory Services, LLC and a Registered Representative with LPL Financial.

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P. Randall Zierhut is a Registered Representative with, and securities are offered through, LPL Financial. Member FINRA/SIPC.

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Richard Sheridan is a registered representative with LPL Financial.

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Jimmy Chase is a registered representative with LPL Financial.

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Bridget Schneider is a CERTIFIED FINANCIAL PLANNER™ Professional focusing on retirement planning. She also has several years of experience advising small business owners regarding their retirement plans. In addition to her focus...

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Andrew “Drew” Keppy began working in the securities industry over 15 years ago. After graduating with a Bachelor of Science degree in Finance from Aurora University, Drew began his career as an advisor with A.G. Edwards &...

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As a wealth advisor, Joe Hall leverages technology and collaboration with Level Four Practice Directors to work with select clients throughout the country. As an advisor since 2001, Joe’s greatest satisfaction has come from...

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As a member of Armor Wealth Group, William is committed to applying his knowledge and experience to helping clients work towards their financial goals.

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Don Sakamoto CFP®, ChFEBC℠

Wealth Advisor, Chartered Federal Employee Benefit Consultant℠

847.773.0204

708.575.9327

John is a fee-based Wealth Advisor and CERTIFIED FINANCIAL PLANNER™ Professional, dually- registered with LPL Financial and Level Four Advisory Services, LLC. John graduated magna cum laude from DePaul University in Chicago,...

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Craig has more than 18 years of taxation, business planning, and investment planning experience. During this time, Craig has helped a multitude of businesses and individuals seek greater profitability. The goal is to increase the...

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Bob Coffin

Wealth Advisor

402.362.2775

402.362.2775

Chris Kwiecinski is a Certified Public Accountant, and Partner in the Firm of Owen & Kwiecinski, LLP. He has over 25 years of Public Accounting experience and specializes in working with closely held businesses and high net worth...

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Tom Cowen has been a financial and insurance professional for 23 years. Prior to joining Level Four in 2006, Tom was a registered representative for Prudential for 17 years. He holds the Chartered Financial Consultant (ChFC) and...

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Bob Berry has over 25 years of experience in financial services and over 10 years of experience in accounting and finance Before entering the investment profession, Bob was partner and owner of his own accounting firm. In 1994, he...

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Matt is an Investment Advisor Representative with Level Four Advisory Services, LLC and a Registered Representative with LPL Financial. Matt provides financial guidance and direction to individuals, families and small businesses.

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Whitney C. Massey

Branch Operations Manager

949.777.0311

949.777.0315

Whitney Massey acts as the Branch Operations Manager for the Level Four Wealth Management office in Irvine. She received her Bachelor’s of Business Administration in Finance from Radford University and holds her Series 6 and 63...

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Tom is an Investment Advisor Representative with Level Four Advisory Services, LLC and a Registered Representative with LPL Financial. Tom provides financial advice and direction to small businesses, families and individuals. Tom began...

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Rudy Najera

Financial Consultant

888.548.7793

540.492.4822

Rudy Najera is a financial representative with LPL Financial. He has over 25 years of professional services experience.

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PERSONAL - Steven was born in Philadelphia, PA and is a graduate of Roanoke College in Salem, VA with a Bachelors in Business Administration including concentrations in Marketing & Finance. He has been married to Meggen for over 10...

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Michael Sobilo

Investment Representative

888.548.7793

540.492.4822

Michael is a dedicated Wealth Advisor who focuses on helping individuals create financial plans and strategies that work for their individual situation. He earned his BBA with a minor in Finance from Old Dominion University. He...

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Jeff employs a comprehensive, client-focused approach to financial planning. Such discipline ensures that recommended programs encompass each clients financial goals, time frames and risk tolerance. Jeff has been providing strategies...

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Jason is a seasoned Financial Industry professional leveraging his many years of experience and knowledge to create results-oriented, customized plans that fit the needs of his clients. Jason has been providing strategies for his...

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Lal Echterhoff, CFA®

Portfolio Manager & Wealth Advisor

318.841.1188

318.841.0701

Lal Echterhoff is an Investment Advisor Representative with Level Four Advisory Services, LLC and a Registered Representative with LPL Financial. Lal specializes in providing comprehensive, objective investment advice and portfolio...

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Alan Tipton

Managing Director & Wealth Advisor

318.841.1188

318.841.0701

Alan Tipton is a Managing Director with Level Four Wealth Management and has over 25 years investment experience. He is a Registered Financial Consultant and Financial Advisor and holds FINRA series 7 and 63*. Alan is a...

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Carly Hulett

Branch Operations Manager

318.841.1188

318.841.0701

Carly Hulett is the Branch Operations Manager for the Shreveport office. She assists with account maintenance, trading issues, updating securities, insurance /registration licensing needs, and coordinating the preparation of reports...

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Jed Blackburn

Wealth Advisor

318.670.3266

318.946.8712  

Sherman has 17 years of experience in the Financial Services Industry and has been dedicated to providing business owners, physicians, dentists and families with an individually tailored approach to pursue their personal and business...

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With a career practice spanning more than 21 years of proven success in financial planning and asset management, Amy's vision to launch an independent financial services firm dedicated to providing innovative, strategic financial...

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Danielle Andrews

Branch Operations Manager

812.618.9050

812.618.9050

Danielle M. Andrews joined New Horizons Financial Consultants as Client Services Specialist and Operations Manager in May, 2013. Danielle received her Bachelor of Science Degree in Finance in 2010. While completing her degree, she...

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With over 21 years in the Private Banking, Wealth Management and Financial Services industry, James T. Stevenson, Jr. has done it all: international and domestic, banks and investment firms. He joined Level Four Wealth Management in...

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Frank Martin, CFP®, AIF®

Managing Director & Wealth Advisor

850.563.2850

850.563.2849

Kelley Reeves

Client Services Associate

850.563.2850

850.563.2849

Edward K. Leader

Branch Operations Manager

866.772.6669

252.566.9712

Stephen D. Iaconis, CFP®

Managing Director & Wealth Advisor

205.949.8677

205.776.7830

“My clients and I establish a close relationship, more in-depth than you would typically envision. Only then can I fully understand and implement the needed direction of their financial planning.” Stephen Iaconis...

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“Our clients are truly the best. It is a pleasure to work with them every day.” Katie has been an integral part of the Iaconis team for more than four years.

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Brian Gongwer

Chief Business Development Officer

866.834.1040

866.763.9136

Brian Gongwer joined Level Four® Insurance Services, LLC as Chief Marketing Officer in 2006. In July 2008, he was admitted as a shareholder, and was named CMO, of the Level Four® Group of companies. Brian also assisted in...

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Gregg Overstake serves as the Chief Compliance Officer for Level Four Advisory Services, LLC and a Registered Principal of LPL Financial. He brings over 25 years of financial services experience to our team of advisors. Gregg received...

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Claudia Martin is the Operations Manager for Level Four Advisory Services, LLC. She brings 15 years of financial services experience to our team of advisors. Claudia received her Bachelor of Science degree in Psychology from Texas A&M...

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Maryam Houston

Advisory Services Manager

866.834.1040

866.834.1040

Josh Hampton acts as both a Investment Advisor Representative and a sales associate of Level Four Advisory Services, LLC. As Sales Associate, Josh provides support to the partners in client acquisition and also provides support in...

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Quint Cook is an Investment Advisor Representative with Level Four Advisory Services, LLC and a Registered Representative with LPL Financial. In Quint’s 19+ years in the Financial Planning and Wealth Management arena he has built...

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Brittany Lunney

Advisory Services Associate

866.834.1040

866.763.9136

For more than 2 decades, Terry has helped clients address their financial concerns and develop strategies by focusing on each individual's specific needs. With extensive experience throughout major shifts in the markets, he has...

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Mary Helen Marrs

Client Services Associate

318.841.1188

318.841.0701

Lee Smith is an Investment Advisor Representative with Level Four Advisory Services, LLC and a Registered Representative with LPL Financial. Lee has nearly 30 years of experience in the financial services industry and specializes in...

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Lisa Mason

Operations & Transition Specialist

866.834.1040

866.763.9136

Andy joined Level Four in 2016 and brings over 14 years of financial services experience and is a CERTIFIED FINANCIAL PLANNER™ professional as well as a CERTIFIED INVESTMENT MANAGEMENT ANALYST®. Prior to joining Level Four,...

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Clorissa Williams

Advisory Services Associate

866.834.1040

866.763.9136

Craig is Founder and President of Horvath Planning & Wealth Management, LLC, serving clients through holistic financial planning, disciplined investment strategies, and proactive personal service. He began his career in 1995 as an...

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David graduated from Purdue University with a Bachelor of Science in Business and Finance. He focuses in employee and executive benefits, retirement planning, investment management and insurance planning. He is dedicated to providing...

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David Pittinos was first registered in 1972 and has over 45 years of investment experience having held positions such as fixed income coordinator, institutional municipal bond specialist, branch manager, separate managed account...

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David Smith

Client Services Associate

866.834.1040

866.763.9136

Doreen J. Bramlett

Client Services Director

714.921.6900

949.777.0315

Doreen has four decades of accounting and finance work experience including 21 years with LPL Financial. She is responsible for operational, administrative, and compliance functions as well as client services. She is the branch...

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Erin Yates

Client Services Manager

949.777.0311

949.777.0315

Erin assists Randy Zierhut with all aspects of his business, from assisting clients with life insurance or securities. With a decade of professional experience, including seven years as a life insurance case manager, Erin’s goal...

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Garrett L. Lowry

Client Services Associate

205.949.8677

205.776.7830

Joe Hall

Managing Director, Wealth Manager

844-800-9200

Until a 2017 move to Colorado, Joe lived most of life within a few miles of Chicago’s UP railroad west line. He and his wife, Tracey, have been married for 32 years, and they have 3 adult kids and 2 granddaughters. After college,...

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Joe Kallas

Manager of Enterprise Operations

866.834.1040

866.763.9136

John A. Vann

Chief Investment Officer

866.834.1040

866.763.9136

John Vann joined Level Four® Advisory Services in October 2015 as the Chief Investment Officer and Chairman of the Investment Committee. In that capacity, he chairs the Investment Committee and supervises the implementation and...

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Joyce Cheng

Client Service Associate

866.834.1040

866.763.9136

Linda Harrison

Client Services Associate

866.772.6669

252.566.9712

Lisa Warenda

Client Services Associate

252.316.4101

252.566.9712

Malay Patel

Advisory Services Associate

866.834.1040

866.763.9136

Michael Xirinachs

Trading & Portfolio Management Associates

866.834.1040

866.763.9136

Paula Sutton

Client Services Associate

866.772.6669

252.566.9712

17890 Castleton Street Suite 100 City of Industry, CA 91748

A Harlingen native, Scott is a graduate of Texas A&M University (College Station) and holds a Bachelor of Science degree in Economics. He joined Level Four Wealth Management in 2017, after serving 14 years as a financial/wealth advisor...

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Susan Ellen

Client Services Assistant

866.772.6669

252.566.9712

T. Payton Collins, CRPC®

Managing Director & Wealth Advisor

772.283.2356

772.283.6104

Payton is a Managing Director and Wealth Advisor of Level Four Wealth Management and draws upon over 20 years of financial services industry experience to bring a unique, client-centered approach to each wealth care relationship. He...

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During the sixteen years that I have practiced in Cody, I have grown my business from zero clients and assets in 2001 to running a very successful investment business working with members of the community I live in and love. My...

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Todd Bulot serves as the Level Four Asset Management Practice Director. As Practice Director, Todd works closely with the CIO to lead the portfolio management team and sets the strategic direction of the Asset Management group. Prior...

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A lifelong resident of Arkansas, Tony Henderson holds his B.S. in both Economics and Finance from the University of Arkansas- Little Rock. Tony had served his customers as a Vice-President of Crews and Associates where he gained his...

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