Broker Check
 

ABOUT LEVEL FOUR CAPITAL MANAGEMENT

Our process has been honed and developed over the years, and with our team of investment professionals working diligently on behalf of our clients, we are confident that we can structure an investment solution to accommodate a range of investment mandates.

View the Brochure

OUR APPROACH TO INVESTING

Our approach to investment management employs a blend of internal, proprietary investment portfolios managed by our team of professionals, as well as externally sourced investment solutions to compliment a clients target allocation. It is this mix of capabilities that allows us to access the best solution on behalf of clients.

We believe this approach offers us the best of both worlds in high caliber separately managed accounts, and industry leading capabilities in the mutual fund and exchange traded fund space to maximize the growth and protective features of client portfolios. This unbiased approach guides us to the best investment solution to meet the unique needs of investors in a demanding and ever-changing market environment.

Our ultimate objective is to deliver upon a disciplined investment philosophy and create custom solutions to help clients grow the wealth they have worked so hard to accumulate, and importantly, protect that wealth in volatile and erratic market conditions.



INVESTMENT SOLUTIONS

Today’s market complexity and volatility demand specialized attention and a holistic approach to investment management. Our comprehensive investment process is employed to manage multiple equity and asset allocation portfolios, as well as customized portfolio solutions on behalf of institutions, endowments, foundations, and high net-worth individuals.

EQUITY PORTFOLIOS

  • U.S. Large Cap Growth
  • U.S. Large Cap Value
  • International ADR
  • Small/Mid Growth
  • Dividend Growth
  • MLP

FIXED INCOME PORTFOLIOS

  • Total Return Municipal
  • Intermediate Maturity Municipal
  • Limited Maturity Municipal
  • High Income Intermediate Maturity Municipal
  • Taxed Fixed-Income Separately Managed Solutions

ASSET ALLOCATION PORTFOLIOS

  • Income & Preservation
  • Income & Growth
  • Growth & Income
  • Growth
  • Aggressive Growth

THE TEAM APPROACH

We employ a team approach in managing client portfolios and the portfolio management team is formally referred to as the Investment Committee. The Investment Committee is responsible for security selection and portfolio construction within the confines of our investment process and in accordance with the client’s investment objectives and guidelines.

Our approach combines the expertise of dedicated portfolio management professionals with decades of experience managing assets across the client spectrum. This team-approach to management helps to ensure that clients receive truly comprehensive advice and solutions for their unique objectives.

The investment process that we have in place, rooted in a science and research, is disciplined and repeatable and is supported by extensive research tools and access to proprietary and street information to identify securities possessing superior financial characteristics. 

Investment Committee

Al  Tadeo

Al Tadeo

Branch Manager, Supervisory Principal

Alan Tipton

Alan R. Tipton, RFC®

Financial Consultant

Amanda Daugherty

Amanda Daugherty

Wealth Advisor

Amanda Stiff

Amanda Stiff

Wealth Advisor

Amber Hendricks

Amber Hendricks

Accounting Director

Ariane Fricke

Ariane Fricke

Finance Director

Boris Bouiti-Viaudo

Boris Bouiti-Viaudo

Research Analyst

Brent Morton

G. Brent Morton, MBA

Chief Operating Officer & Private Client Wealth Advisor

Brian Gongwer

Brian Gongwer

Business Development Officer

Brian Clauer

Wealth Advisor

Bruce Dorman

Bruce Dorman

Advisory Services - LFCM Specialist

Carly Hulett

Carly Hulett

Client Services Associate

Caroline Crisp

Caroline Crisp, CFP®, MS

Financial Planning Specialist & Wealth Advisor

Carolyn Heath

Client Care Specialist

Chad Perry

Chad Perry

Wealth Advisor

Chris Facka

Chris Facka

Managing Director

Chrystal Badillo

Chrystal Badillo

Branch Manager, Supervisory Principal

Claudia Martin

Claudia Martin

Level Four Financial Operations Director

Clorissa Nash

Clorissa Nash

Advisory Operations Lead – Billing Team

Cyril Mathew

Cyril Mathew

Executive Assistant & Private Client Wealth Associate

Damon  Pope

Damon Pope

Property & Casualty Specialist

David Byrnes

David Byrnes, AIF®

Practice Director - Retirement Plans & Wealth Advisor

Diane Radcliffe

Diane Radcliffe

Client Services Associate

Edward Leader

Edward K. Leader

Branch Operations Manager

Elvia Crossland

Elvia Crossland

Client Services Associate

Erica Dennis

Erica Dennis

Advisory Operations Associate – New Accounts Team

Frank Martin

Frank Martin, CFP®, AIF®

Managing Director & Wealth Advisor

Gary Schmidt

Gary Schmidt

Wealth Advisor

Gayla Jenson

Gayla Jenson

Receptionist

Greg Anderson

Greg Anderson

Level Four Insurance Chief Marketing Officer & Income Partner

Gregg Overstake

Gregg Overstake

Director of Supervision

Harrison Evans

Harrison Evans

Wealth Advisor

Holly Green

Client Services Associate

Hope Hemby-Currie

Client Services Associate

Jake Tomes

Edmon "Jake" Tomes

Chief Executive Officer & Private Client Wealth Advisor

Jason Inman

Jason Inman

Wealth Advisor

Jason  Doise

Jason Doise, LUTCF

Business Unit Leader & Wealth Advisor

Javier Castro

Advisory Operations Associate – New Accounts Team

Jill Zacha

Jill Zacha, JD

Chief Compliance Officer & Corporate Counsel

Jo-Ann Palmere

Jo-Ann Palmere

Onboarding Associate & Client Services Associate II

John  Johnson

John Johnson

Wealth Advisor

Josh Hampton

Josh Hampton, CFP®

Business Unit Leader & Wealth Advisor

Joy Robinson

Joy Robinson

Executive Assistant

Juan  Rodriguez

Juan Rodriguez

Client Services Associate III

Justin Jones

Justin Jones

Advisory Operations Manager

Justine Huddleston

Justine Huddleston

Marketing Director

KC Godwin

KC Godwin, MPA

Client Services Associate

Kelly Keltner

Kelly Keltner

Client Services Manager

Kimberly Miller

Kimberly Miller

Compliance Director, Risk and Regulatory

Krista  Norman

Krista Norman, FPQP®

Advisory Operations Lead – New Accounts

Lacey Buteyn

Lacey E. Buteyn, CFP®, CIMA®

Practice Director - Coaching & Wealth Advisor

Lal Echterhoff

Lal Echterhoff, CFA®

Senior Portfolio Manager, Director of Equities

Larry Crisp

Lawrence "Larry" Crisp, MBA, CLU®, ChFC®, CASL®

Business Unit Leader & Wealth Advisor

Lauren Martin

Lauren Martin

Marketing & Design Specialist

Leah Givens

New Business Associate

Lisa Warenda

Lisa Warenda

New Business Manager

Lisa Monello

Lisa Monello

Client Services Associate II

Louise Oglesby

Client Services Manager

Luke Britt

Luke Britt, RICP®

Practice Director - Advanced Planning & Business Services

Marc Whitehead

Marc Whitehead

Income Partner & Private Client Wealth Advisor

Marcus Moore

Mark Moore, CFP®

Wealth Advisor

Marshall Barclay

Marshall Barclay, MBA, CRPC®, CFP®

Business Unit Leader & Wealth Advisor

Maryam Houston

Maryam Houston

Advisory Services Director

Matthew R. Rogers, ChFC®

Wealth Advisor Assistant

Michael Xirinachs

Michael Xirinachs

Trading & Portfolio Management Associate

Mike McKersie

Mike McKersie

Wealth Advisor

Nancy Ybarra

Nancy Ybarra

Special Projects Coordinator

Paul  Sterzinger

Paul Sterzinger, CFP®, CIMA®, CLU®, MBA

Business Unit Leader & Wealth Advisor

Paula Sutton

Client Services Associate

Prince Duwor

Prince Duwor

Advisory Operations Associate – New Accounts Team

Randy Moorehead

Randy Moorehead, CEP®

Financial Planner & Wealth Advisor

Ray Panquerne

Wealth Advisor

Rhonda  Eltiste

Rhonda Eltiste

Staff Accountant

Ronnie Chambers

Ronnie Chambers, SPHR, SHRM-SCP

Human Resources Director

Sally Echterhoff

Sally Echterhoff

Client Services Associate

Scott Proctor

Scott Proctor

Wealth Advisor

Steven Wheeler

Steven A. Wheeler, CPA/PFS, CFP®

Managing Director & Wealth Advisor - Bowling Green

Steven Self

Steven Self

Insurance Coordinator

Steven Ruffini

Steven Ruffini

Advanced Planning Specialist

Steven Miller

Steven Miller

Transitions Support Specialist

Susan Ellen

Client Services Assistant

Suzette RIley

Suzette RIley

Client Services Associate

Terry Thompkins

Terry Thompkins, CFP®, CLU®, ADPA®

Practice Director - Financial Planning & Wealth Advisor

Todd Bulot

Todd M. Bulot

Practice Director - Asset Management

Vannessa Marley

Vannessa Marley

Client Services Associate

Vickie  Elrod

Vickie Elrod

Administrative Assistant

Wilbur Hemby

Wilbur S. “Billy” Hemby, CFP®

Managing Director & Wealth Advisor - North Carolina